Home
 
 
 
New Deal Allusions (illusions?)
 
 
 
It's not surprising that there are alot of allusions to FDR and The New Deal lately.  After all, there have also been alot of allusions to The Great Depression.  The two respective economic climates share a common, dismal state.  So the question is being asked,"Will FDR inspire Obama?"  The answer, I think, is "Yes", he will.  Not that this is necessarily a good thing.  The problem is, threatening economic realities cloud people's judgement.  Under these circumstances, people don't care very much where the money comes from, as long as it comes.  This is what made The New Deal one of the most popular government programs in our history.  Likewise it is very much the impetus for the excitement revolving around President Obama, along with a very unpopular war effort which has contributed to the current economic carnage.  So now the government is expected to ride in and save the day.  The bottom line is that Obama's popularity will be used to pass what would normally be very unpopular bailout legislation through our Congress.  Even the massive increase in our national debt won't deter this.  Nor did it deter the New Deal.
 
Of course the New Deal was effective.  How could the New Deal not be effective?  Throw money at something and it usually helps.  The Works Progress Administration, for example, and the millions of jobs it created for citizens, including students and artists, surely helped us through a tough period.   But if the government were to have mailed everyone hundred thousand dollar stimulus checks, that would have helped too.  But neither of these represents a healthy, sustainable way to stimulate the economy.  There are better means to the same end that don't have the long term consequences.  Anytime we have this kind government expansion, we really have to look at more than ostensible goals.  We should be asking ourselves if there might be any other interests involved which are not being talked about, because anytime we hear that there is new legislation meant to help the “forgotten man at the bottom of the economic pyramid," we can be fairly certain that there are much, much larger interests operating in the background.


AAA and NRA
 
Let's consider the New Deal's Agricultural Adjustment Act, which ostensibly sought to help farmers by raising food prices.  Its means included surplus reduction via crop and livestock destruction, increased regulation and and direct payment to farmers not to grow.  The Secretary of Agriculture received exclusive power to license food processors, greatly expanding the government's direct control over the nation's farming.   This benefited the large farmers, but not the smaller ones;
 Large farms benefited from the AAA policy of reducing surpluses, having "gross farm income increase by 50% during the first three years of the New Deal". This was achieved because large landowners would evict tenant farmers and sharecroppers in order to keep them from farming their leased acreage; the landowner would then receive the payment for not farming the land.  Futhermore, those same land owners, having forced out some of the competition, would then use those displaced farmers as cheap farm labor.    http://en.wikipedia.org/wiki/Agricultural_Adjustment_Act
There have to be better ways to help out farmers than destroying the fruits of their labor, and paying them to be idle.  Would it have been difficult to enact policy that was supportive of the small and mid-sized, often family run, farms that used superior, pastoral methods instead of the scale obsessed industrial methods of the behemoths?  Wouldn't less emphasis on scale and more on quality and nutrition have been just what the doctor ordered?  Better food produced in more appropriate quantities in a much more diverse, competitive, efficient market.  But the big boys (the ones playing golf with their congressmen on weekends?) weren't having any of it.  The AAA was passed, and the result was predictable:  squeezing out the smaller farmers and giving more market share to the heavily subsidized giants.  No surprises here.

Similarly, the passage of the NRA act in 1933 hurt small business.  It forced businesses to pay higher wages and shortened the work week.  This sounds great.  Everyone would like to work fewer hours and make better money - and rightly so.  But if markets were right to begin with (ie; not dominated by a few, heavily subsidized giants) employers would not have the upper hand in the first place.  They would be subject to market discipline just like everyone else.  There would be many employers of many different sizes.  If employees didn't like their employers, they could move on.  There would be competition for labor - as it should be - not just competition for jobs.  But a real market, where there's real competition for labor, is precisely what the big fellas don't want.  So the Recovery Act passed, which once again hurt the more vulnerable, smaller businesses - the ones that couldn't afford to pay the higher wages and lose man hours.  Even Walter Lippmann, who earlier had supported The New Deal, stated his concern about the effects of the National Recovery Act was having on smaller businesses;
 

"All over this country there are men with little stores who in the face of incredible difficulties have just managed to stay in business..." http://www.engdahl.oilgeopolitics.net/History/New_Deal/new_deal.html


Social Security - Fannie Mae - Securities Exchange Commission

And NIRA was later overturned by The Supreme Court in May,1935.  It should never have been enacted in the first place. Both the Agricultural Adjustment Act and the National Industrial Recovery Act helped big business, but hurt many others.  Again, no surprises.  Don't the corporate giants with the lobbying power usually get what they want?  Why would we expect the little ones to win out here?  This damage was somewhat immediate, at least in relation to the damage inflicted by other New Deal spawn, like Fannie May, Social Security, and the SEC.  These items are of particular interest because they are some of the very pillars of our financial system today, and very much at the core of the financial destruction we are currently witnessing, some 70 plus years later.  Social Security, for example, sought to provide more security to the American family.  Sounds great.  But as Nobel Laureate economist Milton Friedman says,  Social Security redistributes wealth from the poor to the wealthy, a familiar theme;
Workers must pay 12.4%, including a 6.2% employer contribution, on their wages below the Social Security Wage Base ($102,000 in 2008), but no tax on income in excess of this amount. Therefore, high earners pay a lower percentage of their total income because of the income caps;
(http://en.wikipedia.org/wiki/Social_Security_(United_States - under "Criticism of the Program")
 
Furthermore, Social Security is anything but secure.  Retirement benefits are paid from current year tax revenues.  Any surplus is invested in government bonds backed by "the full faith and credit" of the US government.  But while the bonds are guaranteed, the retiree benefit payments are not;
It is important to note, however, that while the Treasury guarantees the interest and principal payments it makes to the Social Security Trust Fund, the benefit payments made from the Social Security Trust Fund to American retirees have no guarantee at all. ( http://en.wikipedia.org/wiki/Social_Security_(United_States - under "Trust Fund" )
The problem is, the government bonds are connected to government fiscal policy, which these days tends heavily towards deficit spending;
Therefore, Social Security's ability to make full payments once annual benefits exceed revenues depends in part on the federal government's ability to make good on the bonds that it has issued to the Social Security trust funds. The federal government's ability to repay Social Security, in turn, is contingent on fiscal policies taken today (which have tended to increase deficits and the percent of the budget spent on interest and principal payments) and in the future.    ( http://en.wikipedia.org/wiki/Social_Security_(United_States - under "Trust Fund" )
The public's money has been turned over to Social Security, which uses the money to pay current benefits and invests the rest in government bonds.  The government revenue generated from the sale of the bonds gets mixed into the government budget, and now is inexorably intertwined with fiscal policies we probably don't really want our Social Security money associated with.  The government conveniently gains access to another lump of taxpayer dollars that they can use as they see fit, and don't even necessarily have to pay it back.  So what happens when the expected 78 million baby boomers begin to be pensioners and medical dependents of the US taxpayer?  Keep in mind that he first baby boomers turn 62 in 2008 - http://www.cbsnews.com/stories/2007/03/01/60minutes/main2528226_page2.shtml , and Social Security and Medicare, combined, are unfunded to the tune of $53 trillion dollars. http://www.lao.ca.gov/RetireeHealth/RetSummary.aspx?id=348.  Like any good Ponzi scheme, the problems won't be too apparent until the end, when millions get caught holding the bag.
 
Fannie Mae was enacted in 1938, during the later part of the New Deal, to facilitate liquidity in the mortgage market by purchasing mortgages from mortgage originators, repackaging the loans as mortgage-backed securities, and selling them to investors in the secondary mortgage market. This would supposedly ensure that funds were consistently available for borrowers, and make mortgages more available to low-income families.  What it did was to help legitimize a myriad of malinvestment with implicit government backing, creating liquidity through the use of deriviatives, and being exempt from the normal capital/asset ratios as well as state and local taxes, and the perception of government backing.
FNMA is a financial corporation which uses derivatives to "hedge" its cash flow. (http://en.wikipedia.org/wiki/Fannie_Mae - under "Accounting")
 
The FNMA receives no direct federal government aid. However, the corporation and the securities it issues are widely believed to be implicitly backed by the U.S. government. In 1996, the Congressional Budget Office wrote "there have been no federal appropriations for cash payments or guarantee subsidies. But in the place of federal funds the government provides considerable unpriced benefits to the enterprises... Government-sponsored enterprises are costly to the government and taxpayers... the benefit is currently worth $6.5 billion annually.".  Fannie Mae and Freddie Mac are allowed to hold less capital than normal financial institutions: e.g., it is allowed to sell mortgage-backed securities with only half as much capital backing them up as would be required of other financial institutions. Specifically, regulations exist through the FDIC Bank Holding Company Act that govern the solvency of financial institutions. The regulations require normal financial institutions to maintain a capital/asset ratio greater than or equal to 3%.  The GSEs, Fannie Mae and Freddie Mac, are exempt from this capital/asset ratio requirement and can, and often do, maintain a capital/asset ratio less than 3%. The additional leverage allows for greater returns in good times, but put the companies at greater risk in bad times, such as during the current subprime mortgage crisis. FNMA is also exempt from state and local taxes.
(http://en.wikipedia.org/wiki/Fannie_Mae - under "Federal Subsidies")
 
Fannie also supported poor lending practices characterized by loan originators like Countrywide;
Fannie Mae was the biggest buyer of Countrywide's mortgages.
http://online.wsj.com/article/SB121279970984353933.html?loc=interstitialskip (under "Conflict of Interest")
 
And once again, that "implicit government backing" wasn't guaranteed.
Fannie Mae receives no direct government funding or backing; Fannie Mae securities carry no government guarantee of being repaid. This is explicitly stated in the law that authorizes GSEs, on the securities themselves, and in many public communications issued by Fannie Mae.
 
The perception of government guarantees has allowed Fannie Mae and Freddie Mac to save billions in borrowing costs. Estimates by the Congressional Budget Office and the Treasury Department put the figure at about $2 billion per year. (http://en.wikipedia.org/wiki/Fannie_Mae - under "No Actual Guarantees")
But when the going gets tough, as it has to whenever liquidity is created from disingenuous means, it's taxpayers to the rescue, future taxpayers in particular - anything to keep the party going:
The authority of the U.S. Treasury to advance funds for the purpose of stabilizing Fannie Mae, or Freddie Mac is limited only by the amount of debt that the entire federal government is permitted by law to commit to. The July 30, 2008 law enabling expanded regulatory authority over Fannie Mae and Freddie Mac increased the national debt ceiling US$ 800 billion, to a total of US$ 10.7 Trillion in anticipation of the potential need for the Treasury to have the flexibility to support the federal home loan banks.   (http://en.wikipedia.org/wiki/Fannie_Mae - under "Conservatorship" )
And finally, the Securities Exchange Commission, which also came out of the of the New Deal, provided an air of legitimacy to it all, giving plenty of operating room to the Bernie Maddoff's of the investment world.  The SEC
"permitted companies to hire and pay their own accountants. The result was that accounting firms were essentially employees of the companies they audited, and like most employees, they knew better than to bite the hands that fed them." -  (http://www.theatlantic.com/unbound/flashbks/corpcorrupt.htm)
You have to wonder how twenty-eight of thirty savings-and-loans that failed in California in 1985 and 1986 could have received clean audits the year before they went belly up.     from  "Cooked Books" (William Sternberg, January 1992),
What good is regulation if the regulators are bought and paid for?  Without a doubt, there were competency/efficiency issues here as well, as there are in many government programs.  Either way, the end result is the same: creating a false sense of security in an industry that is plagued by one scandal after another.
 
 
Conclusions
 
 
The laying of 20th century easy money foundations has been an insidious process, where new means of creating extra liquidity have been ever necessary to keep the party going.  In 1913, the FED came into being, greatly facilitating monetary expansion.(1)  During the 1930s, FDR rolled out the New Deal, including
the SEC, Social Security and Fannie Mae, which made further contributions by providing a loose lending environment along with an air of legitimacy and security.  In 1944 at the Bretton Woods Conference, the US dollar became the world reserve currency (2), further expanding the liquidity of the dollar and encouraging deficit spending in the US.  Later, in 1971, Nixon removed gold backing from the dollar which had been established at Bretton Woods, making dollar printing even easier.(3)  Now banks not only had a "lender of last resort" backing them up, but one that could print money out of thin air.  In the 1980s and 1990s, derivatives came onto the scene, providing another explosion in liquidity.  Now banks not only had a central bank backing them up that could create money with the stroke of a pen, but they could now also have trillions in near worthless deriviatives on their books, and get away with it.(4)
 
All this liquidity has depended on our continually borrowing from foreigners and from our own central bank.  Other countries could never get away with this.  The only reason it is possible here is the fact that the US dollar is still the world reserve currency.  Central banks around the world still hold (largely) US dollars as reserves, creating demand for the dollar and dollar denominated assets.  It would be different if we were producing heavily to offset what we import, creating genuine demand for dollars.  But we're not producing like we used to.  We have become largely a consumer economy.  We import heavily, and rack it all up to our national debt, passing the tab on to future taxpayers.  So what happens to a consumer economy when it's currency ceases to be the world reserve currency?  How much debt can we rack up and still keep the dollar in good stead?  How much longer will central banks in the the new production centers of the world (the BRICs and others) be willing to hold debt-plagued dollars as reserves?
 
These obscene levels of dollar liquidity have driven the entire global economy, and may be said to have benefited everyone, but it was particularly beneficial in the US, since we have been able to import more and more while exporting less and less.  And it has been much more beneficial to current and past generations than it will be to later generations who will have to pick up the tab.  Furthermore, it has been still more beneficial to the corporate elite who dominate their industries.  It has maintained a comfortable gap between big business and everyone else, who must continue to hold working class status, though even the working class has somewhat of a pyramidal structure.  And we've seen this in Japan, where free market reforms that we're supposed to stimulate the economy resulted in widening the income gap and the number of "working poor" increased by 40% between 2004 and 2006.  One could argue, based on the results of much public policy, that maintaining class society is one of the central objectives.  Big business, which has the monetary means to lobby and fashion public policy around their interests, benefits immensely from such social stratification.  How nice to maintain a constant pool of labor with working class status. (Any chance the open border policy in the US relates to this?  Any chance NAFTA related to this?)  And the public and private spheres working together toward this end is not at all unusual.   Their annual, closed to the public, meetings (5) give some indication of just what we are up against here.  At a harvard speech in 1996, Noam Chomsky states that of the top 100 transnationals in the world, all 100 have benefited from "state intervention".  Further, 20 of them have been bailed out from calamity, ie; from total collapse.  According to Chomsky, it's "the Nanny state" to protect the rich, "market discipline and tough love" for everyone else. - http://www.youtube.com/watch?v=iVDPxVy7h38.
 
The fundamental cause of the Great Depression was the monetary expansion after the creation of the Federal Reserve in 1913, ensuing, unsustainable and explosive growth in the roaring 1920s, and of course the fact that the FED didn't take action and provide more liquidity to the credit markets as the crash of 1929 approached.   Some aspects of the New Deal contributed to the recovery by stimulating the economy.  But big business was favored while smaller businesses suffered as a direct result.  Other New Deal programs played right into the easy money system which brought about the Great Depression in the first place, and which helped set the stage for what we are experiencing today.  Only today, our beloved FED is being accomodative instead of choking off the money supply like they did before the Great Depression.  They have a few more tools at their disposal today which have facilitated dollar liquidity, like world reserve currency status and derivatives.  So instead of getting it over with and allowing the inevitable depression to run its course, they are throwing more fuel on the fire, which will make the inevitable that much worse when it comes.  They are printing money we don't have and running up our national debt, calling upon easy money to save us from the horrors of easy money.
 
While social programs can be very good, they are not inherently so.  They do have to be properly funded.  But long term implications fade into the background during hard times.  Paying off one credit card with another, so to speak, gains strategic traction.  But daddy's little girl will never learn to pay off her credit card if daddy is always there to pay it off for her.  And on that note, if history is any guide, it's not hard to imagine where today's very accommodative FED and bailout milieu are going to lead us, or who they'll benefit the most.  Obama has been brought to the fore to provide the necessary crowd control to see this process through - to mollify a people whose government and largest corporations, ie; the crony establishment, have done irreparable damage to the economy.
 
 
 
 

 
 
"The provision of the Constitution giving the war-making power to Congress, was dictated, as I understand it, by the following reasons. Kings had always been involving and impoverishing their people in wars, pretending generally, if not always, that the good of the people was the object. This, our Convention understood to be the most oppressive of all Kingly oppressions; and they resolved to so frame the Constitution that no one man should hold the power of bringing this oppression upon us. But your view destroys the whole matter, and places our President where kings have always stood."   

                                   
Abraham Lincoln - 1848
 
 
 

"Of all the enemies to public liberty war is, perhaps, the most to be dreaded because it comprises and develops the germ of every other. War is the parent of armies; from these proceed debts and taxes … known instruments for bringing the many under the domination of the few.… No nation could preserve its freedom in the midst of continual warfare."

                                   — James Madison, Political Observations, 1795

 

 

"There is no subtler, no surer means of overturning the existing basis of society than to debauch the currency. The process engages all the hidden forces of economic law on the side of destruction, and does it in a manner which not one man in a million can diagnose."
 
                                      John Maynard Keynes  (The Economic Consequences of the Peace, 1920, page 235)
 
 
 
 
 

 
Footnotes:
 
 
 
(1) The creation of the central bank greatly facilitated monetary expansion:
"A central banking system vastly increases the ability of bankers to lend more money than they possess in reserves. Absent central control, monetary expansion in a fractional reserve system faces limits. If a bank, desiring to increase its profits, expands too much, rival banks will call in its notes. If it cannot meet its obligations, it will collapse. A central banking system removes this obstacle."  ( http://www.mises.org/misesreview_detail.aspx?control=216&sortorder=issue - 10th paragraph)
 
(2) 
"Furthermore, the IMF insists that the foreign exchange reserves maintained by other nations are held in the form of dollars, so no matter how much debt the US accumulates, its economy will not collapse."  (http://en.wikipedia.org/wiki/United_Nations_Monetary_and_Financial_Conference - under "International Clearing Union")
 
And what happens when this little rule gets rethought?  Somebody has got some serious debt restructuring to do.
 
 
(3)  Is it a coincidence that the US national debt exploded into the stratophere shortly thereafter?  http://www.brillig.com/debt_clock/faq.html (scroll down)
 
 
(4)  Derivatives are sometimes compared to betting on a sporting event.  (Try to imagine what a wonderful development they were for those in the loop!)  For most of us, however, these instruments are ticking time bombs.  Maybe that’s why Warren Buffett calls them “financial weapons of mass destruction.”  These instruments are highly complex, unregulated and nearly impossible (by design) for credit rating agencies to evaluate, allowing large financial institutions to move debt off their books and avoid taxes by pooling their debt with other financial institutions.  In a nutshell, smoke and mirrors paint a pretty picture, and create money outside the normal central bank liquidity rules. 
 

(5) The Council on Foreign Relations is just one such private meeting.  http://www2.whidbey.net/zipmont/revamp/council.htm